UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 2054
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 13, 2023, Alpha Teknova, Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Meeting”). At the Meeting, a total of 26,108,719 shares, or 92.61% of the Company’s common stock issued and outstanding as of the record date, were represented virtually or by proxy.
At the Meeting, the Company’s stockholders considered two proposals, each of which is described in more detail in the Company’s definitive proxy statement for the Meeting filed with the Securities and Exchange Commission on April 28, 2023.
Set forth below is a brief description of each matter voted upon at the Meeting and the voting results with respect to each matter.
Proposal No. 1: To elect the following nominees to serve as Class II directors until the Company’s 2026 Annual Meeting of Stockholders and until their successors are duly elected and qualified.
Nominee |
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For |
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Withhold |
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Broker Non-Votes |
Irene Davis |
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21,682,771 |
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2,017,756 |
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2,408,192 |
J. Matthew Mackowski |
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22,584,768 |
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1,115,759 |
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2,408,192 |
Brett Robertson |
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23,594,530 |
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105,997 |
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2,408,192 |
Proposal No. 2: To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
For |
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Against |
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Abstentions |
26,093,103 |
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14,484 |
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1,132 |
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. |
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Description |
104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ALPHA TEKNOVA, INC. |
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Date: June 20, 2023 |
By: |
/s/ Stephen Gunstream |
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Stephen Gunstream |
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President and Chief Executive Officer |